Mike is responsible for project delivery and quality across our UK retail and consumer facing clients including wealth management, financial advice, consumer credit, mortgages and insurance.
A seasoned regulatory consultant, he has over 25 years’ experience in financial services regulation and has worked for the ‘big 4’ and two of the UK’s leading independent consulting firms. He was also , Director of Risk & Compliance in a well-known mortgage and credit intermediary.
He has extensive experience in many aspects of FCA regulations, including: SMCR; financial crime; risk management frameworks; authorisations and variations of permissions; remediation programme design; suitability of advice and the sales process design; best practice in complaints management; regulatory reporting; affordability and credit worthiness assessments; and the IDD amongst other things.
He is a former ‘skilled person’ and previously worked with the ICAEW on the provision of guidance to other skilled persons.
