Matt advises on discretionary management, financial planning, regulatory compliance and prudential obligations.
With 18 years’ experience in financial regulation, Matt joins from PwC, where he was a Director in their Risk and Regulatory Practice, leading a team supporting clients across retail investment markets. He has worked on a broad range of conduct and culture issues, including governance reviews, Senior Managers and Certification Regime (SMCR) frameworks and digital advice platforms.
Having also worked at the Financial Conduct Authority (FCA) leading on regulatory initiatives including the RDR and investment platforms, Matt has gained a deep understanding of the regulator’s strategy and approach.
