21 Sep 2023, 11:00 am - 12:00 pm | Americas
The release of the SEC’s highly anticipated final rules for private fund advisers brings with it several significant operational burdens for firms to understand and implement. The new rules are intended to increase transparency to investors, particularly funds entering side letters and other transactions. This means that firms need to start reviewing their policies and procedures to stay ahead of the deadlines.
We were joined by our friends at Snell & Wilmer to determine how you can best prepare for compliance with the reforms, including:
- what policies you’ll need to adopt
- the details around new disclosure requirements
- how to accurately document your compliance.
Speakers
Dominic Hulse
Dominic Hulse is a Partner at law firm Snell & Wilmer. He has nearly 20 years of international experience advising financial services and investment management clients on fund formations, corporate and securities matters, and derivatives transactions.
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