Keeping up with US regulation – a practical update for firms in the UK

For fund managers in the UK who are regulated in the US it can be hard to keep up. And even if you’re abreast of the news and updates, getting a sense of the practical implications is hard from afar.

This webinar featured specialists from our US team talking through the recent regulatory changes from the SEC, NFA and CFTC. We looked at the implications for both exempt reporting advisers and registered investment advisers based in the UK. The US team were joined by Ed O’Bree from our London office who answered your questions and discussed some practical examples.

If you would like the materials from this briefing, please fill in the form below and we will be in touch shortly. If you have any issues getting these please contact [email protected]