Consumer Duty – checkpoint for investment firms

With the planning deadline for Consumer Duty behind us, compliance teams are full steam ahead in project delivery. But how is the industry getting on as a whole and how do your priorities stack up with your peers?

In this webinar, we looked in detail at how investment firms are progressing with Consumer Duty – where there is consensus, where there is best practice, and what ‘good’ looks like in terms of analysis and management information.

The FCA’s next milestone is the end of April 2023, by which time manufacturers must share information with distributors. Our experts from the Funds and Wealth teams looked at progress from both perspectives, and what each side can start to expect from the other.