Combating market abuse: Detection, disruption and prevention

Firms are facing numerous challenges to prevent unlawful disclosure of inside information, avoid market disruption and manipulation, and set in place adequate surveillance and appropriate governance structures. With the FCA continuing to focus on market abuse, its messages and publications indicate that it’s not looking to turn the heat down anytime soon.

In this webinar, we’ll look at FCA publications and observations from our recent client work to identify common risks associated with the detection, disruption, and prevention of market abuse.

We’ll be covering:

• market abuse risk assessments (MARA)
• trading communications surveillance
• management information
• offboarding and limitations.