08 Apr 2025, 10:00 am - 11:00 am | UK & Europe
The UK continues its push towards promoting the government’s growth objectives with the FCA’s recent Dear CEO letter to asset management and alternatives firms. The letter sets out the regulator’s expectations around good governance and senior accountability, highlighting to business leaders the need to ensure their strategies are fit for purpose.
In this webinar, we’ll be tackling the topics raised in the letter and what you should be doing in response to the letter. We’ll also be taking a closer look at conflicts of interest and the private asset valuation review findings and actions firms need to take.
Speakers
Abi Reilly
Abi leads our specialist Funds practice, looking after several hundred clients on an ongoing basis. As well as looking after traditional asset managers her team covers alternatives such as private equity, real estate, venture capital and impact funds, corporate finance businesses, research providers, depositories, and placement agents.
With over 8 years' experience in regulatory compliance, Ronnie helps a wide range of clients across all our jurisdictions with FCA applications, risk assessments, compliance monitoring and day to day compliance advice and support. He also assists asset managers implement remuneration requirements.
After 12 years working in compliance roles for small UK fund managers, Tracy focuses on venture capital and commercial property. Having previously held the SMF 16 and SMF 17 roles, she has first-hand experience of managing the compliance issues that smaller firms face.
