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| Americas

A new dawn for crypto? What the new administration means for digital assets

For years, crypto regulation in the US has been marked by uncertainty. While digital assets gain mainstream traction, policymakers have often struggled to keep pace, often opting to take an…

| UK & Europe

Corporate finance firms on FCA’s radar for AML compliance

Corporate finance firms may have previously been seen as low in the FCA’s priority list, but this has clearly changed based on its latest foray into the sector. A survey…

Ocorian appoints new Head of Bovill Newgate – Dubai

NEWS RELEASE: Ocorian, a market leader in asset servicing for private markets and corporate and fiduciary administration, has appointed Veena Karuthasen as Head of Bovill Newgate in Dubai, as it…

| Asia

The importance of audits and certification in cross-border arrangements

Licensed and exempt entities in Singapore that have cross-border arrangements with their foreign related corporations are required to notify the MAS. They also must conduct an independent audit of these…

| UK & Europe

First major transaction reporting fine sets clear tone

The FCA has taken enforcement action against a firm for breaches of transaction reporting requirements since they became law under the UK MiFIR. Infinox Capital Limited has been fined nearly…

| Americas

US Newsletter | January 2025

NEWSLETTER: The new year and new administration have already seen a shift in tone in the financial world, with a number of regulatory changes on the way. In December, we…

| UK & Europe

UK Newsletter | January 2025

NEWSLETTER: We’ve entered the new year in full force, and it looks as though we’re not the only ones. 2025 begins with CFD firms grappling with last years’ Dear CEO…

| Americas

Improving accounting controls beyond your audit

In the private fund world, audits are a necessary control to have a third party review your fund’s financial information. We all know a successful audit helps validate to your…

| Americas

What’s on the regulatory radar for 2025?

The SEC’s annual Examination Priorities list is a helpful indicator for firms, detailing topics where an examiner is most likely to focus, and where firms will need to be prepared…

| UK & Europe

Evaluating and enhancing board effectiveness

The GFSC continues to prioritise board effectiveness and hasn’t shied away from taking action where necessary to uphold standards. Governance failures can either result in sanctions, impact operational effectiveness and…

| Americas

US Newsletter | December 2024

NEWSLETTER: We hope you had enjoyable Thanksgiving celebrations. We’re now entering the final stretch before switching off for a well-earned Christmas break. The new year also brings us a new…

| Asia

Asia Newsletter | December 2024

NEWSLETTER: We’re in the final stretch before switching off for a well-earned Christmas break. In Singapore, following the MAS guidance paper outlining AML expectations, the regulator has been showing some…
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