The National Future's Association (NFA) is an independent, self-regulatory organization futures and derivatives markets. Its goal is to safeguard the integrity of the derivatives markets, protect investors, and make sure that members fulfil their regulatory obligations. The NFA develops and enforces rules, provides programs and offers services that safeguard market integrity.
We provide US regulatory and compliance support services to SEC, CFTC/NFA, FINRA, and exchange regulated financial services organization members. This includes advising on:
- Commodity Trading Advisers
- Commodity Pool Operators
